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Affordable Housing
Community Development
Public Housing
Rental Assistance/
Section 8
Other Programs

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The Public Housing
Operating Fund
The Operating Fund program was established under QHWRA, section
519, which amended section 9 of the 1937 Act. The operating fund
provides subsidies to LHAs to assist in funding the operating and
maintenance expenses of their properties. The subsidies are required
to help maintain services and provide minimum operating reserves.
QHWRA required that the primary system for determining operating
subsidies, the performance funding system formula (PFS) be subject
to a formal federal process known as negotiated rulemaking. During
that process, the negotiators from HUD, LHAs, resident groups, and
other advocates determined that without an understanding of the
actual costs of operating public housing developments, no reasonable
formula could be reached. Therefore, the group settled on an Interim
Formula, and Congress commissioned a cost study from Harvard University's
Graduate School of Design (in architecture). A final formula is
to be established from the results of the Harvard cost study. All
of this work began in April 1999 and continued through April 2000.
The industry has been awaiting HUD's publication of the Interim
Rule for Operating Subsidy since that time.
The subsidy amount is the difference between the estimate of operating
costs that is calculated based on the PFS formula, minus an estimate
of income from rents and other sources. QHWRA permits agencies to
retain non-dwelling income and certain rent increases without an
equal reduction in subsidy. This provision was included in the interim
formula.
The committee's hardest work probably was establishing a "fix"
for small agencies with very low allowable expense levels. (The
AEL is the per unit per month amount of expenses an agency is permitted
excluding utilities. The AUEL is the utility per unit per month
expense. These two are used in the calculation of the agency's subsidy
amount.). The negotiated rulemaking committee determined that, since
no public housing data existed to help solve the small agency problem,
the Federal Housing Administration's database would be used to approximate
costs for operating smaller agencies. The committee established
an FHA index that set a floor for small agencies' AELs at no less
than 70 percent of the adjusted FHA index, or their current AEL,
whichever is higher. The committee set an upper limit for larger
agencies' AELs at 120 percent of their adjusted FHA index amount.
The committee changed the utility calculation to comply with QHWRA.
Agencies will keep 75 percent of any savings, but pay 75 percent
of any losses due to overuse of utilities. This was fashioned to
encourage agencies to observe conservation and implement energy
efficient equipment and practices, and to educate residents about
these principles.
The operating fund also provides funding for non-housing authority
entities such as low-income projects located in Alaska, Guam, Puerto
Rico, and the Virgin Islands. Qualification is determined through
an alternative approach due to unique operating circumstances at
these LHAs. In June 2000, HUD reached a settlement with the Puerto
Rico Housing Authority over a long-standing argument made by Puerto
Rico that the agency is entitled to an full share of operating funds,
just as any other agency. The settlement, HUD says, will not negatively
affect the Interim PFS Formula developed under negotiated rulemaking.
M e m b e r s L
i n k s:
News
- January 6, 2004:
NAHRO DirectNews - Public Housing and Small Agencies
HUD Capital Funds Up, Operating
Down
- October 27, 2003:
NAHRO DirectNews - Public Housing and Small Agencies:
HUD Posts
Comment Site for Operating Fund Formula
- August 8, 2003:
NAHRO DirectNews - Public Housing and Small Agencies:
Limited Operating
Budget Revisions Due by Aug. 15; Final Allotment of Funds to Follow
- July 16, 2003:
NAHRO DirectNews - Public Housing and Small Agencies:
So Far, So Good: Capital and
Operating Funds Hold Steady; Marker for HOPE VI
- July 3, 2003:
NAHRO DirectNews - Public Housing and Small Agencies:
Operating Subsidy "Obligation
Action"
- June 26, 2003:
NAHRO DirectNews - Public Housing and Small Agencies:
Legislators Urge HUD to Reconvene
Neg Reg Committee
- April 11, 2003:
NAHRO DirectNews - Public Housing and Small Agencies:
Capital Grants, Operating
Subsidy and HOPE VI Update; Replacement Housing Factor (RHF) Funds
- April 3, 2003:
NAHRO DirectNews - Washington Update:
HOPE VI Demolition to Publish
Friday, April 4; Operating Fund Update
- March 31, 2003:
NAHRO DirectNews - Public Housing and Small Agencies:
Operating Subsidy Awards Eventually
to Reach 90 Percent
- March 19, 2003:
NAHRO DirectNews - Washington Update:
Martinez Holds Firm on HOPE VI,
Operating Subsidy
- March 4, 2003:
NAHRO DirectNews - Washington Update:
HUD Secretary Anticipates 100%
Operating Subsidy for FY2004, Defends Ending HOPE
VI
- January 15, 2003:
NAHRO DirectNews - Public Housing and Small Agencies:
Operating Subsidy - How Is Your
Agency Faring?
- January 8, 2003:
NAHRO DirectNews - Public Housing and Small Agencies:
HUD Cuts 10/1 Agencies' Operating
Subsidy to 50 percent
- January 7, 2003:
NAHRO DirectNews - Public Housing and Small Agencies:
NAHRO Urges Members to Write
Congress about Operating Subsidy Shortfall
- January 7, 2003:
NAHRO DirectNews - Public Housing and Small Agencies:
January 1 Agencies Get 70 Percent
Operating Subsidy
- December 20, 2002:
Operating
Fund: HUD Says It's Not the Formula
- December 5, 2002:
NAHRO DirectNews - Public Housing and Small Agencies:
The Operating Fund Problem
- November 18, 2002:
NAHRO DirectNews - Washington Update:
Operating Subsidy Clarification
- November 14, 2002:
NAHRO DirectNews - Washington Update:
HUD Speaks on the Operating
Fund Deficit
- November 13, 2002:
NAHRO DirectNews - Public Housing and Small Agencies:
Operating Subsidy
- November 8, 2002:
NAHRO DirectNews - Public Housing:
NAHRO Responds to Operating Fund
Cuts
- February 4, 2002:
NAHRO DirectNews - Public Housing, Small Agencies
and Section 8:
More Flexibility
Allowed for Capital, Operating Funds
- November 13, 2001:
NAHRO DirectNews - Public Housing:
PHDEP Merged Into
Operating Fund; Funds To Be Shared
- October 25, 2001:
NAHRO DirectNews - Public Housing:
When and Where
to Submit Operating Subsidy Eligibility Requests
- October 1, 2001:
NAHRO DirectNews - Public Housing:
Status report
on the Operating Fund Cost Study
- September 18, 2001:
NAHRO DirectNews - Public Housing:
Update on the
Operating Fund for FY2001
- August 9, 2001:
Letter
(PDF) to Michael Liu, Assistant Secretary for Public and Indian
Housing, Re: Operating Fund
- August 1, 2001:
Comments on the Draft
Research Design Public Housing Operating Cost Study (PHOCS)
is NAHRO's comment on the Draft Research Design for the Public
Housing Operating Cost Study. Comments and questions can be directed
to Christine Siksa, policy analyst for housing, at csiksa@nahro.org
or 202-289-3500, ext. 252.
- May 30, 2001: Public Housing Operating Cost Study:
Here are links to two documents comprising NAHRO's comments (document
1, document
2) to the Harvard Graduate School of Design, with regard to
the research report/draft final study design for the public housing
operating cost study. The Cost Study web site address is http://www.gsd.harvard.edu/phocs/,
where you can access a copy of the GSD report. GSD welcomes comments,
which can be made through the website or by contacting GSD team
members (contact info is also on the web site). Please contact
Christine Siksa at csiksa@nahro.org
if you have any questions or concerns about the cost study.
- May 16, 2001: HUD
on the FY 2001 Operating Fund
- March 22, 2001: PIH Notice 2001-9: Please take a moment
to review this very brief summary of the recent notice announcing
$105 million in funding for agencies with large utility rate increases--against
an estimated $350 million shortfall. Respond to this message with
comments about the HUD notice, or with questions you may have.
more...
- January 26, 2001: Funding
of Resident Participation Activities - Interim Instructions
- On January 18, 2001, HUD issued interim instructions regarding
the funding of resident participation activities. The purpose
of PIH
2001-3 is to provide Public Housing Agencies and those Resident
Management Corporations that are directly funded by HUD with interim
instructions on the distribution and use of operating subsidy
funds received for resident participation activities. These instructions
will remain the guidance until HUD has completed rulemaking to
revise 24 CFR part 964. more...
- December 13, 2000: Operating Fund for 1/1/01 and 4/1/01
Agencies: NAHRO hosted an audio short today on the Operating
Fund and the Interim Rule. The HUD officials participating in
the call gave important
information
- October 4, 2000: FHA-AELs
for FY01 Agencies Coming Late
- August 8, 2000: Letter
NAHRO submitted to HUD for comments on the Interim Operating Fund
formula.
Monitor Issue
- January 15, 2004:
- July 15, 2003: Operating
Subsidy "Obligation" Action
- June 30, 2003:
- April 15, 2003: Operating Subsidy Update
- March 31, 2003: HUD
Budget Hearings to Begin
- March 15, 2003:
- January 31, 2003:
- January 15, 2003: Operating
Subsidy at 70 percent
- December 15, 2002: The Operating Fund Problem
- November 30, 2002: Solution Unclear for Operating Fund
Deficit
- November 15, 2002: Explanation Sought for Operating
Fund Deficit
- April 15, 2002: HUD
Publishes Op Fund Calculation Notices
- May 31, 2001: Op
Fund Cost Study Questions; Op
Fund Cost Study Questions
- February 15, 2001: Operating
Fund Cost Study Design Due
- October 15, 2000: Operating
Cost Study Issues Progress Report; FHA-AELs
for FY01 Agencies Coming Late;
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